News by subject: Filing

Torrid Holdings Inc. ("Torrid" or the "Company") today announced that it has publicly filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission ( "SEC") relating to a proposed initial public offering ("IPO") of its...

Helbiz, a global leader in micro-mobility that is the business combination target of GreenVision Acquisition Corp. , announced a partnership renewal with Alipay, the leading international digital payment platform operated by Ant Financial Services...

Moderna, Inc., a biotechnology company pioneering messenger RNA (mRNA) therapeutics and vaccines, today announced that it has submitted for a conditional marketing approval (CMA) for its COVID-19 vaccine in adolescents with the European Medicines...

Spartoo (the "Company"), one of the leading online retailers for footwear and fashion items in Europe, announces that the AMF French stock market authority has approved its registration document under no. I. 21?028 dated June 4, 2021. This...

Tribe Capital Growth Corp I (the "Company") announced today that, on May 28, 2021, it received a notice ("Notice") from the Listing Qualifications Department of The Nasdaq Stock Market LLC ("Nasdaq") stating that the Company is not in compliance...

European Biotech Acquisition Corp. (the "Company") today announced it received a notice on May 28, 2021 from the Nasdaq Stock Market LLC ("Nasdaq") indicating that as a result of the Company's failure to timely file its Quarterly Report on Form 10-Q...

Turmeric Acquisition Corp. (the "Company") today announced that it received a deficiency letter from the NASDAQ Capital Market ("NASDAQ") relating to the Company's failure to timely file its Quarterly Report on Form 10-Q for the quarter ended March...

As previously disclosed in the Form 12b-25 filed on May 18, 2021 by Dragoneer Growth Opportunities Corp. III (the "Company") with the U.S. Securities and Exchange Commission (the "SEC"), the Company is reevaluating the accounting treatment of the...

Vy Global Growth announced today that it received a notice from the New York Stock Exchange (the "NYSE") indicating that the Company is not in compliance with Section 802.01E of the NYSE Listed Company Manual because the Company has not timely filed...

DiamondHead Holdings Corp. (the "Company") announced today it received a notice from The Nasdaq Stock Market LLC ("Nasdaq") indicating that as a result of the Company's failure to timely file its Quarterly Report on Form 10-Q for the period ended...

AMC Entertainment Holdings, Inc. ("AMC" or "the Company"), today filed a preliminary proxy statement with the U.S. Securities and Exchange Commission ("SEC") in connection with the Company's 2021 Annual Meeting of Stockholders ("Annual Meeting")...

Burgundy Technology Acquisition Corporation (the "Company"), today announced it received a notice (the "Notice") on May 28, 2021 from the Listing Qualifications Department of The Nasdaq Stock Market ("Nasdaq") indicating that as a result of the...

Fashion apparel retailer Express, Inc. (the "Company") , today announced that it has filed a prospectus supplement with the Securities and Exchange Commission (the "SEC"), under which it may offer and sell up to 15 million shares of its common stock...

Arctos NorthStar Acquisition Corp. (the "Company") today announced that it received a formal notice of non-compliance from the New York Stock Exchange (the "NYSE") relating to the Company's failure to timely file its Quarterly Report on Form 10-Q...

VIQ Solutions Inc. ("VIQ" or the "Company") , a global provider of secure, AI-driven, digital voice and video capture technology and transcription services, announced it has filed a preliminary short form base shelf prospectus (the "Base Shelf...

On April 12, 2021, the Acting Director of the Division of Corporation Finance and Acting Chief Accountant of the U.S. Securities and Exchange Commission (the "SEC") together issued a statement regarding the accounting and reporting considerations for...

Capstar Special Purpose Acquisition Corp. (the "Company") today announced that, as expected, on May 25, 2021 it received a notice from the New York Stock Exchange (the "NYSE") that the Company was not in compliance with the NYSE's continued listing...

DHC Acquisition Corp. (the "Company") announced today it received a notice from The Nasdaq Stock Market LLC ("Nasdaq") indicating that as a result of the Company's failure to timely file its Quarterly Report on Form 10-Q for the period ended March...

LightJump Acquisition Corporation (the "Company") received on May 28, 2021 a notice (the "Notice") from The Nasdaq Stock Market LLC ("Nasdaq") indicating that, as a result of not having timely filed its Quarterly Report on Form 10-Q for the quarter...

Bite Acquisition Corp. (the "Company") today announced that it received a formal notice of non-compliance on May 25, 2021 from the New York Stock Exchange (the "NYSE") relating to the Company's failure to timely file its Quarterly Report on Form...

As required by the Public Utility Regulatory Act and the Public Utility Commission Texas (PUC) Rules, El Paso Electric (EPE, or the Company) submitted a base rate application for its Texas customers today. "The timing is based on the PUC's Rules...

Nortech Systems Incorporated , a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical, aerospace & defense and industrial markets, announced today that Chief...

dMY Technology Group, Inc. IV (the "Company") today announced that it received a notice from the New York Stock Exchange (the "NYSE") indicating that the Company is not in compliance with Section 802.01E of the NYSE Listed Company Manual as a result...

Northern Star Investment Corp. III ("Northern Star III" or the "Company") today announced that on May 25, 2021, it received a letter from the New York Stock Exchange ("NYSE") advising the Company that the Company did not comply with Section 802.01E...

EQ Health Acquisition Corp. (the "Company") today announced that it received a formal notice of non-compliance on May 25, 2021 from the New York Stock Exchange (the "NYSE") relating to the Company's failure to timely file its Quarterly Report on...

Omnichannel Acquisition Corp. (the "Company") received written notification from The New York Stock Exchange ("NYSE") on May 25, 2021 that, because the Company has not yet filed its Quarterly Report on Form 10-Q for the quarter ended March 31, 2021...

Property Solutions Acquisition Corp. II (the "Company"), announced today that on May 28, 2021, it received a notice (the "Notice") from the Listing Qualifications Department of The Nasdaq Stock Market ("Nasdaq") stating that the Company is not in...

Ignyte Acquisition Corp. (the "Company") today announced that on May 28, 2021 it received a notice from Nasdaq Regulation indicating that, as a result of not having timely filed its Quarterly Report on Form 10-Q for the period ended March 31, 2021...

Gores Holdings VI, Inc. (the "Company"), announced today that, on May 27, 2021, it filed its Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 (the "Form 10-Q") with the Securities and Exchange Commission (the "SEC"). The Company...

Artificial Intelligence Technology Solutions, Inc., , a global leader in AI-driven security and productivity solutions for enterprise clients, filed its annual report on Form 10-K with the Securities and Exchange Commission for its fiscal year 2021...

Flame Acquisition Corp. (the "Company") announced today that as of May 28, 2021 it has regained compliance with Section 802.01E of the New York Stock Exchange ("NYSE") Listed Company Manual (the "Rule") after filing its Quarterly Report on Form 10-Q...

ESM Acquisition Corporation (the "Company") received on May 25, 2021 a notice (the "Notice") from The New York Stock Exchange (the "NYSE") indicating that, as a result of not having timely filed its quarterly report on Form 10-Q for the quarter...

Helbiz, global leader in micro-mobility that is the business combination target of GreenVision Acquisition Corp. , announced a collaboration with Vox, global leader in technological solutions for tourism and culture, to support tourism in Rome and...

Mogo Inc. ("Mogo" or the "Company"), a digital payments and financial technology company, today announced that it intends to increase its ownership position in Coinsquare Ltd. ("Coinsquare"), Canada's leading cryptocurrency platform, through the...

Tiga Acquisition Corp. (the "Company") announced today that it has received a notice from the New York Stock Exchange (the "NYSE") indicating that the Company is not in compliance with Section 802.01E of the NYSE Listed Company Manual as a result of...

IGNITE International Brands, Ltd. ("IGNITE" or the "Company"), a global consumer packaged goods brand, today announced the filing of its financial statements, MD&A, and accompanying certificates for its fiscal Q1 2021 filings (collectively, the "Q1...

Zanite Acquisition Corp. (the "Company") today announced that it received a notice from the Listing Qualifications Department of the Nasdaq Stock Market LLC ("Nasdaq") indicating that the Company is not in compliance with Nasdaq Listing Rule...

Third paragraph, first sentence of release should read: The Notice indicates that, as a result of not having timely filed the Form 10-Q with the SEC, the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) (the "Listing Rule"). The...

On April 12, 2021, the Acting Director of the Division of Corporation Finance and Acting Chief Accountant of the U.S. Securities and Exchange Commission (the "SEC") together issued a statement regarding the accounting and reporting considerations for...

On April 12, 2021, the Acting Director of the Division of Corporation Finance and Acting Chief Accountant of the U.S. Securities and Exchange Commission (the "SEC") together issued a statement regarding the accounting and reporting considerations for...

NightDragon Acquisition Corp. (the "Company") announced today that it received on May 28, 2021 a notice from Nasdaq stating that it is not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires timely filing of periodic financial reports...

On April 12, 2021, the Acting Director of the Division of Corporation Finance and Acting Chief Accountant of the U.S. Securities and Exchange Commission (the "SEC") together issued a statement regarding the accounting and reporting considerations for...

Bull Horn Holdings Corp. (the "Company") today announced that it has received a notice ("Notice") from the Listing Qualifications Department of The Nasdaq Stock Market ("Nasdaq") as a result of its failure to file its Quarterly Report on Form 10-Q...

Pine Island Acquisition Corp. (the "Company") announced today that it received a non-compliance notice from the New York Stock Exchange (the "NYSE") relating to the Company's delay in filing its Quarterly Report on Form 10-Q for the quarter ended...

Prime Impact Acquisition I announced today that it has regained compliance with Section 802.01E of the New York Stock Exchange ("NYSE") Listed Company Manual (the "Rule") after filing its Quarterly Report on Form 10-Q for the quarter ended March 31,...

On April 12, 2021, the Acting Director of the Division of Corporation Finance and Acting Chief Accountant of the U.S. Securities and Exchange Commission (the "SEC") together issued a statement regarding the accounting and reporting considerations for...

Highland Transcend Partners I Corp. (the "Company") today announced it received a notice on May 25, 2021 from the New York Stock Exchange ("NYSE") indicating that as a result of the Company's failure to timely file its Quarterly Report on Form 10-Q...

Adit EdTech Acquisition Corp. (the "Company") announced today it that received a notice from the New York Stock Exchange (the "NYSE") indicating that the Company is not in compliance with Section 802.01E of the NYSE Listed Company Manual as a result...

DPCM Capital, Inc. (the "Company") today announced that it received a notice (the "Notice") from the staff of NYSE Regulation of the New York Stock Exchange (the "NYSE") indicating that the Company is now subject to the procedures set forth in...

East Resources Acquisition Company (the "Company") today announced that, on May 26, 2021, it received a notice (the "Notice") from the Listing Qualifications Department of The NASDAQ Stock Market LLC ("NASDAQ") stating that the Company is not in...