News by subject: Filing

Heritage Global Inc. ("Heritage Global," "HG" or "the Company"), an asset services company specializing in financial and industrial asset transactions, announced that it has filed a universal shelf registration statement on Form S-3 with the United...

Surf Air Mobility Inc. ("Surf Air Mobility" or "Surf Air"), a regional air mobility platform aiming to sustainably connect the world's communities, today publicly filed a Form S-1 registration statement with the U.S. Securities and Exchange...

Veradigm Inc. announced today that the work effort to conclude on its previously disclosed accounting and internal control errors has taken longer than previously expected, and more time is needed to complete its audit procedures. As such, today the...

AEye, Inc. , a global leader in adaptive, high performance lidar solutions, today announced that it has filed a shelf registration statement on Form S-3 with the Securities and Exchange Commission ("SEC"). Under the shelf registration statement, AEye...

Essential Properties Realty Trust, Inc. announced today the pricing of an underwritten public offering of 10,440,000 shares of its common stock, all of which are being offered in connection with the forward sale agreements described below, at a...

Contango ORE, Inc. ("Contango" or the "Company") announced today it filed its Form 10-K for the year ended June 30, 2023 with the Securities and Exchange Commission. The Company reported a net loss of $39.7 million or a loss of $5.61 per basic and...

Essential Properties Realty Trust, Inc. announced today that it has commenced an underwritten public offering of 8,700,000 shares of its common stock on a forward basis in connection with the forward sale agreements described below. Wells Fargo...

Atlas Energy Solutions Inc. ("Atlas" or the "Company") today announced the effectiveness of the registration statement on Form S-4 (the "Registration Statement") filed by New Atlas HoldCo Inc., a Delaware corporation and wholly owned subsidiary of...

FREYR Battery ("FREYR"), a developer of clean, next-generation battery cell production capacity, announced that its wholly owned affiliate, FREYR Battery, Inc., a United States Delaware corporation, has filed an S-4 registration statement with the...

Avaya, a global leader in customer experience solutions, today reported strong market momentum for the months since the company's successful completion of its financial transformation in May 2023. Avaya has driven strong innovation for products...

Asbury Automotive Group, Inc. , one of the U.S.' largest automotive retail and service companies, signed a definitive agreement to acquire Jim Koons Automotive Companies, the ninth largest privately-owned dealership group in the U.S. The sale of the...

Smith Douglas Homes Corp. ("Smith Douglas"), one of the nation's fastest growing private homebuilders by number of closings, announced that it has publicly filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission...

Semtech Corporation , a high-performance semiconductor, IoT systems, and cloud connectivity service provider, announced today that it has filed a Notification of Late Filing on Form 12b-25 with the Securities and Exchange Commission ("SEC") as it has...

Vista Outdoor Inc. , the parent company of 41 renowned brands that design, manufacture and market sporting and outdoor lifestyle products to consumers around the globe, today publicly filed its Form 10 registration statement with the Securities and...

Cardio Diagnostics Holdings, Inc , a pioneer of artificial intelligence-driven precision cardiovascular medicine tests, today announced that Meesha Dogan, Ph.D., CEO of Cardio Diagnostics, will present at the following investor conferences: H.C....

Arrowroot Acquisition Corp. , a publicly traded special purpose acquisition company ("Arrowroot") sponsored by Arrowroot Capital, a 10 year old private equity firm specializing in enterprise software, and iLearningEngines, Inc. ("iLearningEngines" or...

Rubicon Technologies, Inc. ("Rubicon" or the "Company") , a leading provider of software-based waste, recycling, and fleet operations products for businesses and governments worldwide, today announced the filing of a Schedule 13D with the U.S....

C5 Acquisition Corporation (the "Company") announced that on August 23, 2023, as a result of its inability to timely file with the Securities and Exchange Commission ("SEC") its Quarterly Report on Form 10-Q for the fiscal quarter ended June 30,...

The Alkaline Water Company Inc. (the "Company"), the country's largest independent alkaline water company and the Clean Beverage® company, today announced that it received a deficiency letter (the "Letter") on August 23, 2023 from the Listing...

Surf Air Mobility Inc. ("Surf Air Mobility"), a regional air mobility platform aiming to sustainably connect the world's communities, filed its regular Quarterly Report on Form 10-Q along with Current Report on Form 8-K. Surf Air Mobility has also...

Second paragraph, second sentence of release dated August 25, 2023, should read: The Notice states that the Company has 60 calendar days from the date of the Notice, or October 17, 2023, to submit a plan to regain compliance with the Listing Rule....

Klaviyo, Inc., the company that powers smarter digital relationships, today announced that it has publicly filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission (the "SEC") relating to a proposed initial public...

Camac Partners, LLC ("Camac") and ATG Capital Management, LLC ("ATG") (together with the other participants in their solicitation, the "Concerned Stockholders," the "Group" or "we"), who collectively own approximately 8.5% of the outstanding common...

AMTD Digital Inc. ("AMTD Digital" or the "Company") , a comprehensive one-stop digital solutions platform headquartered in France, today announced that the Company has filed its annual report on Form 20-F for the fiscal year ended April 30, 2023 with...

Veradigm Inc. announced today that, as expected, it received a notice from Nasdaq indicating that the Company remains noncompliant with Nasdaq Listing Rule 5250(c)(1) because the Company has not filed its Annual Report on Form 10-K for the year...

The Buxton Helmsley Group, Inc. (together with certain of its affiliates, "BHG" or "we"), the New York City-based investment advisor to clients with financial interests in Mallinckrodt Plc. ("Mallinckrodt" or the "Company") , today issued an open...

Aramark today announced that a Form 10 registration statement was filed with the U.S. Securities and Exchange Commission ("SEC") in connection with the previously announced spin-off of Aramark Uniform Services into a standalone publicly traded...

Kidpik Corp. ("KIDPIK" or the "Company"), an online clothing subscription-based e-commerce company, today reported its financial results for the second quarter ended July 1, 2023. Second Quarter 2023 Highlights: Revenue, net: was $3.4 million, a...

Mentor Capital, Inc. Reported revenue of $8,269,003 for the trailing twelve months or $0.36 per share against a market capitalization of $606,799 at a corresponding share price of $0.026 per share in its quarterly Form 10-Q filing for the second...

TLGY Acquisition Corporation ("TLGY"), a publicly traded special purpose acquisition company ("SPAC"), today announced the filing of a registration statement on Form S-4 (the "Registration Statement") with the U.S. Securities and Exchange Commission...

Verde Clean Fuels, Inc. ("Verde" or the "Company"), an emerging leader in the production of renewable gasoline derived from renewable and natural gas feedstocks, today reported second quarter 2023 GAAP diluted loss per share of $(0.12). The loss...

Chevron Corporation ("Chevron") and Chevron U.S.A. Inc., a subsidiary of Chevron ("CUSA"), today announced the early participation date and the consent revocation deadline have been extended to 5:00 p.m., New York City time, on August 18, 2023 (the...

Aramark today announced the commencement of an underwritten secondary offering (the "Offering") of 21,262,245 shares of its common stock offered for sale by a selling stockholder that is a counterparty to a derivative sale agreement with an...

IPA (IMMUNOPRECISE ANTIBODIES LTD.) (the "Company" or "IPA") , an advanced biotherapeutic research and technology company, today issued the following statement in response to the Schedule 13D filing made on July 7, 2023 by Ingalls & Snyder, LLC a New...

Mogo Inc. ("Mogo" or the "Company"), one of Canada's leading financial technology companies, today announced that it has filed a preliminary short form base shelf prospectus (the "Shelf Prospectus") with the securities commissions in each of the...

Astra Space, Inc. ("Astra") announced today that it has closed a registered issuance of $12.5 million aggregate principal amount of senior secured notes (the "Notes") and warrants (the "Warrants") to purchase up to 22.5 million shares of Astra's...

JPMorgan Chase & Co. ("JPMorgan Chase" or the "Firm") has filed its Quarterly Report on Form 10-Q for the quarter ended June 30, 2023 with the SEC. The report is available on the SEC's website at www.sec.gov and will be available on the Firm's...

CommScope Holding Company, Inc. , a global leader in network connectivity solutions, today reported results for the quarter ended June 30, 2023. Summary of Consolidated Results Q2 Q2 % Change   2023...

Sturm, Ruger & Company, Inc. announced today that for the second quarter of 2023, net sales were $142.8 million and diluted earnings were 91¢ per share. For the corresponding period in 2022, net sales were $140.7 million and diluted earnings were...

MedTech Acquisition Corporation ("MedTech" or the "Company") today announced that it convened and then adjourned, without conducting any business, its special meeting of stockholders (the "Special Meeting"). The Special Meeting is being held to vote...

Murphy Oil Corporation announced today that it released the 2023 Sustainability Report, which covers the company's environmental, social and governance (ESG) performance and progress on established targets. The report is available here, along with a...

Terreno Realty Corporation , an acquirer, owner and operator of industrial real estate in six major coastal U.S. markets, declared a regular cash dividend for the quarter ending September 30, 2023 of $0.45 per common share; an increase of 12.5% over...

Texas Pacific Land Corporation (the "Company" or "TPL") today announced its financial and operating results for the second quarter of 2023. Second Quarter 2023 Highlights Net income of $100.4 million, or $13.06 per share (basic) and $13.05 per...

Sturm, Ruger & Company, Inc. will file its Quarterly Report on Form 10-Q on August 2, 2023, after the close of the stock market. On Thursday, August 3, 2023, Sturm, Ruger will host a webcast at 9:00 a.m. ET to discuss the second quarter operating...

The Allstate Corporation has filed a Form 8-K reporting its financial results for the quarter ended June 30, 2023. You can find the Form 8-K, including the earnings release and investor supplement, as well as the quarterly Form 10-Q, on the...

Magnolia Oil & Gas Corporation ("Magnolia," "we," "our," or the "Company") today announced its financial and operational results for the second quarter of 2023. Second Quarter 2023 Highlights: (In millions, except per share data) For...

AST SpaceMobile, Inc. ("AST SpaceMobile") , the company building the first and only space-based cellular broadband network accessible directly by standard mobile phones, today announced it will hold a quarterly business update conference call on...

Pixie Dust Technologies, Inc. (the "Company"), a Japanese technology company focused on commercializing innovative products and materials utilizing proprietary wave technology, today announced the pricing of its initial public offering (the...

Polished.com Inc. ("Polished" or the "Company") today announced that it is filing all restated and/or delayed financial statements for Fiscal Year 2021 and Fiscal Year 2022 and is filing its results for the first quarter of Fiscal Year 2023. As a...

MOGU Inc. ("MOGU" or the "Company"), a KOL-driven online fashion and lifestyle destination in China, today filed its annual report on Form 20-F for the fiscal year ended March 31, 2023 with the U.S. Securities and Exchange Commission ("SEC"). The...