News by subject: Filing

San Jose Water (SJW), a wholly-owned subsidiary of SJW Group , announced the filing of its 2024 General Rate Case (GRC) application with the California Public Utilities Commission (CPUC) for new rates in 2025, 2026 and 2027. The application...

Starbucks Coffee Company today announced the election of Daniel Servitje, Neal Mohan and Mike Sievert to its Board of Directors. Servitje has served as CEO of Grupo Bimbo since 1997 and as Chairman since 2013. He brings more than 20 years of...

Northern Revival Acquisition Corporation ("NRAC"), a publicly traded special purpose acquisition company, and Braiin Limited, an Australian technology company, filed a registration statement on Form F-4 (the "Registration Statement"), which contains...

  Snap Announces Filing of Form 8-K and Publishes Summary Notice SANTA MONICA, Calif.?Snap Inc. announced today the filing of a Form 8-K with the U.S. Securities and Exchange Commission, pursuant to an Amended Stipulation of Compromise and...

Q4 Inc. ("Q4" or the "Company"), the leading capital markets access platform, today announced that it has filed and is in the process of mailing its management information circular (the "Circular") and related materials for the special meeting (the...

Noventiq Holdings PLC ("Noventiq"), a global digital transformation and cybersecurity solutions and services provider, and Corner Growth Acquisition Corp. ("Corner Growth"), a special purpose acquisition company led by veteran technology investors...

MariaDB plc today announced that it has filed its Annual Report on Form 10-K for the fiscal year ending September 30, 2023 with the SEC. The report is available on the Securities & Exchange Commission's (SEC's) website at https://www.sec.gov and on...

Safe & Green Holdings Corp. ("Safe & Green Holdings" or the "Company"), a leading developer, designer, and fabricator of modular structures for residential, commercial, and point-of-care medicine, today announced the Company has secured a $600,000...

POSaBIT Systems Corporation (the "Company" or "POSaBIT"), a leading provider of payments infrastructure in the cannabis industry, is pleased to announce that it has filed its application to list the Company's common shares (the "Common Shares") on...

MedMen Enterprises Inc. ("MedMen" or the "Company") , a premier cannabis company with operations across the United States, is providing this bi-weekly default status report in accordance with National Policy 12-203 ? Management Cease Trade Orders...

Paychex, Inc. (the "Company," "Paychex," "we," "our," or "us") today announced the following results for the fiscal quarter ended November 30, 2023 (the "second quarter"), as compared to the corresponding prior-year period:     For...

Aspen Insurance Holdings Limited ("Aspen") announced today that it has filed a registration statement on Form F-1 with the U.S. Securities and Exchange Commission ("SEC") relating to a proposed underwritten initial public offering of its ordinary...

Castle Biosciences, Inc. , a company improving health through innovative tests that guide patient care, today announced that on Dec. 18, 2023, the Compensation Committee of its Board of Directors granted restricted stock units (RSUs) to 52 employees...

On November 21, 2023, FOXO Technologies Inc., a Delaware corporation (the "Company"), received an official notice of noncompliance (the "NYSE American Notice") from NYSE Regulation ("NYSE") stating that the Company is not in compliance with NYSE...

ATS Corporation ("ATS" or the "Company"), today announced that the Toronto Stock Exchange ("TSX") has accepted a notice filed by it of its intention to make a normal course issuer bid ("NCIB"). As of December 1, 2023, ATS had a total of 98,899,883...

dMY Squared Technology Group, Inc. (the "Company"), announced today that its previously announced special meeting (the "Special Meeting") will be postponed from 9:30 a.m. Eastern Time on December 13, 2023 to 11:00 a.m. Eastern Time on January 2,...

American Software, Inc. today announced that it filed a Form 10-K/A for the year ended April 30, 2023 and Form 10-Q/A for the three month period ended July 31, 2023 related to a material weakness in its internal control over financial reporting....

Quectel Wireless Solutions, a global IoT solutions provider, is pleased to announce a major milestone for its satellite communication module, CC200A-LB, which has recently secured global certifications from leading authorities, including CE, FCC, IC,...

The Cannabist Company Holdings Inc. (NEO: CBST) ("The Cannabist Company" or the "Company"), one of the largest and most experienced cultivators, manufacturers, and retailers of cannabis products in the U.S., announced today it has been approved by...

Corporación Inmobiliaria Vesta, S.A.B. de C.V. ("Vesta") , a fully-integrated, internally managed real estate company that owns, manages, develops and leases industrial properties in Mexico, announced today that it has priced its underwritten public...

Capstone Green Energy Holdings, Inc. (the "Company"), the public successor to Capstone Green Energy Corporation (Predecessor Capstone), announced the successful completion of the restructuring of the Capstone business and emergence from Chapter 11...

Sigma Additive Solutions, Inc. ("Sigma", "we," "our," or the "Company"), a provider of quality assurance software to the commercial 3D printing industry, today announced that its definitive proxy statement (the "Proxy Statement") relating to the...

On December 6, 2023, Ferguson plc (the "Company") filed a Form 10-Q with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website...

Li-Cycle Holdings Corp. ("Li-Cycle" or the "Company"), a leading global lithium-ion battery resource recovery company, today acknowledged regulatory filings made yesterday in the United States and Canada by Glencore plc and its affiliates (together,...

Powerbridge Technologies Co., Ltd. (the "Company" or "PBTS"), a provider of multi-industry technology solutions, today announced that it has received a notification letter (the "Notification Letter") from the Nasdaq Stock Market LLC (the "Nasdaq")...

Pinstripes, Inc. ("Pinstripes," or "the Company"), a best-in-class experiential dining and entertainment brand combining bistro, bowling, bocce and private event space, and Banyan Acquisition Corporation ("Banyan") , a publicly traded special purpose...

Vertex Energy, Inc. ("Vertex" or the "Company"), a leading specialty refiner and marketer of high-quality refined products, today announced that Vertex Refining Alabama LLC, the owner and operator of the Mobile Refinery, located in Mobile, Alabama,...

On December 4, 2023, Ferguson plc (the "Company") filed a Form 8-K with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website...

On December 1, 2023, Ferguson plc (the "Company") filed a Form S-8 with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website...

Vroom, Inc. , ("Vroom" or the "Company) a leading e-commerce platform for buying and selling used vehicles, today announced it has filed a prospectus supplement with the U.S. Securities and Exchange Commission (the "SEC") under which it may offer and...

SatixFy Communications Ltd. (the "Company" or "SatixFy") , announced today that on November 30, 2023 the Company received written notice from the NYSE American LLC ("NYSE American") stating that the Company is not in compliance with the continued...

MedMen Enterprises Inc. ("MedMen" or the "Company") , a premier cannabis company with operations across the United States, is providing this bi-weekly default status report in accordance with National Policy 12-203 ? Management Cease Trade Orders...

On November 29, 2023, Ferguson plc (the "Company") filed a Form 8-K with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website at...

Air Industries Group ("Air Industries" or the "Company") announced that on November 21, 2023, it received a notice from NYSE Regulation stating that the Company is not in compliance with the continued listing standards of the NYSE American (the...

FOXO Technologies Inc. ("FOXO" or the "Company"), a leader in the field of epigenetic biomarker technology, announced that on November 21, 2023, it received a notice from NYSE Regulation stating that the Company is not in compliance with the...

Thermo Fisher Scientific Inc. ("Thermo Fisher") announced today that it has priced an offering of $2.5 billion aggregate principal amount (the "Offering") of the following notes: $1.0 billion aggregate principal amount of its 5.000% senior notes...

Everest Consolidator Acquisition Corporation (the "Company") today announced that on November 21, 2023 it received a notice (the "Notice") from the New York Stock Exchange (the "NYSE") indicating that the Company is not in compliance with Section...

The Alkaline Water Company Inc. (the "Company"), the country's largest independent alkaline water company and the Clean Beverage® company, today announced that it received a deficiency letter (the "Letter") on November 21, 2023 from the Listing...

Exicure, Inc. ("Exicure" or the "Company") , announced today it received a notice of non-compliance from Nasdaq Stock Market LLC ("Nasdaq") on November 22, 2023 notifying the Company that, as a result of the Company's failure to timely file its...

On November 20, 2023, CohBar, Inc. (the "Company") was notified by the Listing Qualifications Department (the "Staff") of The Nasdaq Stock Market LLC ("Nasdaq") of its determination pursuant to Nasdaq Listing Rule 5101 that, based upon the Staff's...

Colombier Acquisition Corp. II (the "Company") announced today that it closed its initial public offering of 17,000,000 units, including 2,000,000 units offered pursuant to the exercise of the underwriters' over-allotment option. The upsized...

dynaCERT Inc. (FRA: DMJ) ("dynaCERT" or the "Company") is pleased announce that it has received from Earthood Services Pvt. Ltd., ("Earthood") the final Assessment Report on Methodology for Improved Efficiency of Fleet Vehicles and Combustion...

Fisker Inc. ("Fisker"), driven by a mission to create the world's most emotional and sustainable electric vehicles, today announced that it filed its Q3 2023 10-Q with the Securities and Exchange Commission. The company also announced changes to its...

New Found Gold Corp. ("New Found" or the "Company") announces that in connection with a technical disclosure review by the British Columbia Securities Commission (the "BCSC"), the Company is clarifying certain disclosure related to the Company's...

Colombier Acquisition Corp. II (the "Company," "Colombier II") today announced the pricing of its upsized initial public offering of 15,000,000 units at a price of $10.00 per unit. The units will be listed on the New York Stock Exchange ("NYSE") and...

Fisker Inc. ("Fisker"), driven by a mission to create the world's most emotional and sustainable electric vehicles, today announced that it received a notice from the New York Stock Exchange (the "NYSE") on November 16, 2023 indicating that the...

Near Intelligence, Inc. ("Near" or the "Company"), a privacy-led data intelligence company, announced today that it received a notice (the "Notice") from the Listing Qualifications Staff of the Nasdaq Stock Market LLC ("Nasdaq") on November 16, 2023...

Earlier today, California American Water filed with the California Public Utilities Commission its partial settlement agreement for its statewide General Rate Case to set revenue for 2024 to 2026. The filing memorializes the settlement agreement...

Destra Multi-Alternative Fund (the "Fund" or DMA") announced today that the Fund's Board of Trustees approved an Amended and Restated Declaration of Trust with the addition of a Forum Selection Clause as well as the filing of an 8-K. For more...

Veradigm Inc. announced today that, as expected, it received a notice from Nasdaq indicating that the Company remains noncompliant with Nasdaq Listing Rule 5250(c)(1) because the Company has not filed its Annual Report on Form 10-K for the year...