News by subject: Filing

Edgio, Inc. (the "Company"), the platform of choice for speed, security, and simplicity at the edge, today announced that it has received approval from the Listing Qualifications Department of the Nasdaq Stock Market ("Nasdaq") to transfer the...

Dalrada Financial Corporation , a visionary that addresses global challenges in climate technology and clean energy innovation, today announced it had completed the delayed filing of the company's 10-K, reporting a 54.3% revenue increase over the...

Sturm, Ruger & Company, Inc. will announce its financial results for the third quarter 2023 and file its Quarterly Report on Form 10-Q on Wednesday, November 1, 2023, after the close of the stock market. On Thursday, November 2, 2023, Sturm, Ruger...

TPG RE Finance Trust, Inc. ("TRTX" or the "Company") today announced it will release financial results for the third quarter 2023 and file its Form 10-Q and earnings supplemental after the market close on Tuesday, October 31, 2023. CONFERENCE CALL...

E2open Parent Holdings, Inc. , the connected supply chain SaaS platform with the largest multi-enterprise network, today commented on the Schedule 13D filed on behalf of Elliott Investment Management, L.P. with the U.S. Securities and Exchange...

Sierra Metals Inc. ("Sierra Metals" or the "Company") is pleased to announce that it has closed a non-brokered private placement (the "Private Placement") to issue 43,107,360 common shares of the Company ("Common Shares") at a price of $0.38 per...

Organigram Holdings Inc. , (the "Company" or "Organigram"), a leading licenced producer of cannabis, announced today that it has obtained a receipt for a final short form base shelf prospectus (the "Base Shelf Prospectus") filed with the securities...

Cutera, Inc. ("Cutera" or the "Company"), a leading provider of aesthetic and dermatology solutions, today announced that on October 3, 2023 the Compensation Committee of Cutera's Board of Directors approved the grant of inducement awards to Brent...

  NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, DIRECTLY OR INDIRECTLY, IN WHOLE OR IN PART, IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF SUCH JURISDICTION FOR IMMEDIATE...

  NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, DIRECTLY OR INDIRECTLY, IN WHOLE OR IN PART, IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF SUCH JURISDICTION October 5, 2023...

Catcha Investment Corp ("Catcha") and Crown LNG Holding AS ("Crown") today announced the filing of a registration statement on Form F-4 (the "Registration Statement") with the U.S. Securities and Exchange Commission ("SEC") in connection with their...

IRISH TAKEOVER PANEL DEALING DISCLOSURE UNDER RULE 8.1(c) AND (d)(i) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2022 BY AN OFFEROR, OFFEREE OR PARTIES ACTING IN CONCERT WITH THEM IN RESPECT OF DEALINGS FOR THEMSELVES OR FOR...

Crestwood Equity Partners LP ("Crestwood") today announced the filing of a definitive proxy statement with the U.S. Securities and Exchange Commission (the "SEC") in connection with Energy Transfer LP's ("Energy Transfer") pending acquisition of...

IRISH TAKEOVER PANEL DEALING DISCLOSURE UNDER RULE 8.1(c) AND (d)(i) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2022 BY AN OFFEROR, OFFEREE OR PARTIES ACTING IN CONCERT WITH THEM IN RESPECT OF DEALINGS FOR THEMSELVES OR FOR...

Bitwise Asset Management, the largest crypto index fund manager in America, today filed Form 8-As for two new Ethereum futures ETFs, AETH and BTOP, which intend to list and begin trading on Monday, October 2.1 Today, Bitwise also filed amended...

Empire State Realty Trust, Inc. (the "Company"), today announced that its 2022 Schedule K-3 reflecting items of international tax relevance is available online. Unitholders requiring this information may access their Schedule K-3s at...

Deswell Industries, Inc. today announced that the Company has filed an Amendment to its Annual Report on Form 20-F of Deswell Industries, Inc. ("Company," "our," "us," or "we") for the fiscal year ended March 31, 2023 filed on July 28, 2023 (the...

BM3EAC Corp. (the "Company"), a special purpose acquisition company incorporated under the laws of the Cayman Islands as an exempted company with limited liability and listed on Euronext Amsterdam, the regulated market operated by Euronext Amsterdam...

On September 26, 2023, Ferguson plc (the "Company") filed its Annual Report on Form 10-K for the fiscal year ended July 31, 2023 with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC...

Organigram Holdings Inc. , (the "Company" or "Organigram"), a leading licenced producer of cannabis, announced today that it has filed a preliminary short form base shelf prospectus (the "Base Shelf Prospectus") with the securities commissions in...

  IRISH TAKEOVER PANEL DEALING DISCLOSURE UNDER RULE 8.1(c) AND (d)(i) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2022 BY AN OFFEROR, OFFEREE OR PARTIES ACTING IN CONCERT WITH THEM IN RESPECT OF DEALINGS FOR THEMSELVES OR FOR...

Veradigm Inc. announced today that, on September 20, 2023 and as anticipated in its September 18 release, it received a notice from Nasdaq indicating that the Company's shares would be delisted due to noncompliance with Nasdaq Listing Rule...

Heritage Global Inc. ("Heritage Global," "HG" or "the Company"), an asset services company specializing in financial and industrial asset transactions, announced that it has filed a universal shelf registration statement on Form S-3 with the United...

Surf Air Mobility Inc. ("Surf Air Mobility" or "Surf Air"), a regional air mobility platform aiming to sustainably connect the world's communities, today publicly filed a Form S-1 registration statement with the U.S. Securities and Exchange...

Veradigm Inc. announced today that the work effort to conclude on its previously disclosed accounting and internal control errors has taken longer than previously expected, and more time is needed to complete its audit procedures. As such, today the...

AEye, Inc. , a global leader in adaptive, high performance lidar solutions, today announced that it has filed a shelf registration statement on Form S-3 with the Securities and Exchange Commission ("SEC"). Under the shelf registration statement, AEye...

Essential Properties Realty Trust, Inc. announced today the pricing of an underwritten public offering of 10,440,000 shares of its common stock, all of which are being offered in connection with the forward sale agreements described below, at a...

Contango ORE, Inc. ("Contango" or the "Company") announced today it filed its Form 10-K for the year ended June 30, 2023 with the Securities and Exchange Commission. The Company reported a net loss of $39.7 million or a loss of $5.61 per basic and...

Essential Properties Realty Trust, Inc. announced today that it has commenced an underwritten public offering of 8,700,000 shares of its common stock on a forward basis in connection with the forward sale agreements described below. Wells Fargo...

Atlas Energy Solutions Inc. ("Atlas" or the "Company") today announced the effectiveness of the registration statement on Form S-4 (the "Registration Statement") filed by New Atlas HoldCo Inc., a Delaware corporation and wholly owned subsidiary of...

FREYR Battery ("FREYR"), a developer of clean, next-generation battery cell production capacity, announced that its wholly owned affiliate, FREYR Battery, Inc., a United States Delaware corporation, has filed an S-4 registration statement with the...

Avaya, a global leader in customer experience solutions, today reported strong market momentum for the months since the company's successful completion of its financial transformation in May 2023. Avaya has driven strong innovation for products...

Asbury Automotive Group, Inc. , one of the U.S.' largest automotive retail and service companies, signed a definitive agreement to acquire Jim Koons Automotive Companies, the ninth largest privately-owned dealership group in the U.S. The sale of the...

Smith Douglas Homes Corp. ("Smith Douglas"), one of the nation's fastest growing private homebuilders by number of closings, announced that it has publicly filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission...

Semtech Corporation , a high-performance semiconductor, IoT systems, and cloud connectivity service provider, announced today that it has filed a Notification of Late Filing on Form 12b-25 with the Securities and Exchange Commission ("SEC") as it has...

Vista Outdoor Inc. , the parent company of 41 renowned brands that design, manufacture and market sporting and outdoor lifestyle products to consumers around the globe, today publicly filed its Form 10 registration statement with the Securities and...

Cardio Diagnostics Holdings, Inc , a pioneer of artificial intelligence-driven precision cardiovascular medicine tests, today announced that Meesha Dogan, Ph.D., CEO of Cardio Diagnostics, will present at the following investor conferences: H.C....

Arrowroot Acquisition Corp. , a publicly traded special purpose acquisition company ("Arrowroot") sponsored by Arrowroot Capital, a 10 year old private equity firm specializing in enterprise software, and iLearningEngines, Inc. ("iLearningEngines" or...

Rubicon Technologies, Inc. ("Rubicon" or the "Company") , a leading provider of software-based waste, recycling, and fleet operations products for businesses and governments worldwide, today announced the filing of a Schedule 13D with the U.S....

C5 Acquisition Corporation (the "Company") announced that on August 23, 2023, as a result of its inability to timely file with the Securities and Exchange Commission ("SEC") its Quarterly Report on Form 10-Q for the fiscal quarter ended June 30,...

The Alkaline Water Company Inc. (the "Company"), the country's largest independent alkaline water company and the Clean Beverage® company, today announced that it received a deficiency letter (the "Letter") on August 23, 2023 from the Listing...

Surf Air Mobility Inc. ("Surf Air Mobility"), a regional air mobility platform aiming to sustainably connect the world's communities, filed its regular Quarterly Report on Form 10-Q along with Current Report on Form 8-K. Surf Air Mobility has also...

Second paragraph, second sentence of release dated August 25, 2023, should read: The Notice states that the Company has 60 calendar days from the date of the Notice, or October 17, 2023, to submit a plan to regain compliance with the Listing Rule....

Klaviyo, Inc., the company that powers smarter digital relationships, today announced that it has publicly filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission (the "SEC") relating to a proposed initial public...

Camac Partners, LLC ("Camac") and ATG Capital Management, LLC ("ATG") (together with the other participants in their solicitation, the "Concerned Stockholders," the "Group" or "we"), who collectively own approximately 8.5% of the outstanding common...

AMTD Digital Inc. ("AMTD Digital" or the "Company") , a comprehensive one-stop digital solutions platform headquartered in France, today announced that the Company has filed its annual report on Form 20-F for the fiscal year ended April 30, 2023 with...

Veradigm Inc. announced today that, as expected, it received a notice from Nasdaq indicating that the Company remains noncompliant with Nasdaq Listing Rule 5250(c)(1) because the Company has not filed its Annual Report on Form 10-K for the year...

The Buxton Helmsley Group, Inc. (together with certain of its affiliates, "BHG" or "we"), the New York City-based investment advisor to clients with financial interests in Mallinckrodt Plc. ("Mallinckrodt" or the "Company") , today issued an open...

Aramark today announced that a Form 10 registration statement was filed with the U.S. Securities and Exchange Commission ("SEC") in connection with the previously announced spin-off of Aramark Uniform Services into a standalone publicly traded...

Kidpik Corp. ("KIDPIK" or the "Company"), an online clothing subscription-based e-commerce company, today reported its financial results for the second quarter ended July 1, 2023. Second Quarter 2023 Highlights: Revenue, net: was $3.4 million, a...