News by subject: Filing

Capstone Green Energy Holdings, Inc. (the "Company"), the public successor to Capstone Green Energy Corporation (Predecessor Capstone), announced the successful completion of the restructuring of the Capstone business and emergence from Chapter 11...

Sigma Additive Solutions, Inc. ("Sigma", "we," "our," or the "Company"), a provider of quality assurance software to the commercial 3D printing industry, today announced that its definitive proxy statement (the "Proxy Statement") relating to the...

On December 6, 2023, Ferguson plc (the "Company") filed a Form 10-Q with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website...

Li-Cycle Holdings Corp. ("Li-Cycle" or the "Company"), a leading global lithium-ion battery resource recovery company, today acknowledged regulatory filings made yesterday in the United States and Canada by Glencore plc and its affiliates (together,...

Powerbridge Technologies Co., Ltd. (the "Company" or "PBTS"), a provider of multi-industry technology solutions, today announced that it has received a notification letter (the "Notification Letter") from the Nasdaq Stock Market LLC (the "Nasdaq")...

Pinstripes, Inc. ("Pinstripes," or "the Company"), a best-in-class experiential dining and entertainment brand combining bistro, bowling, bocce and private event space, and Banyan Acquisition Corporation ("Banyan") , a publicly traded special purpose...

Vertex Energy, Inc. ("Vertex" or the "Company"), a leading specialty refiner and marketer of high-quality refined products, today announced that Vertex Refining Alabama LLC, the owner and operator of the Mobile Refinery, located in Mobile, Alabama,...

On December 4, 2023, Ferguson plc (the "Company") filed a Form 8-K with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website...

On December 1, 2023, Ferguson plc (the "Company") filed a Form S-8 with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website...

Vroom, Inc. , ("Vroom" or the "Company) a leading e-commerce platform for buying and selling used vehicles, today announced it has filed a prospectus supplement with the U.S. Securities and Exchange Commission (the "SEC") under which it may offer and...

SatixFy Communications Ltd. (the "Company" or "SatixFy") , announced today that on November 30, 2023 the Company received written notice from the NYSE American LLC ("NYSE American") stating that the Company is not in compliance with the continued...

MedMen Enterprises Inc. ("MedMen" or the "Company") , a premier cannabis company with operations across the United States, is providing this bi-weekly default status report in accordance with National Policy 12-203 ? Management Cease Trade Orders...

On November 29, 2023, Ferguson plc (the "Company") filed a Form 8-K with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website at...

Air Industries Group ("Air Industries" or the "Company") announced that on November 21, 2023, it received a notice from NYSE Regulation stating that the Company is not in compliance with the continued listing standards of the NYSE American (the...

FOXO Technologies Inc. ("FOXO" or the "Company"), a leader in the field of epigenetic biomarker technology, announced that on November 21, 2023, it received a notice from NYSE Regulation stating that the Company is not in compliance with the...

Thermo Fisher Scientific Inc. ("Thermo Fisher") announced today that it has priced an offering of $2.5 billion aggregate principal amount (the "Offering") of the following notes: $1.0 billion aggregate principal amount of its 5.000% senior notes...

Everest Consolidator Acquisition Corporation (the "Company") today announced that on November 21, 2023 it received a notice (the "Notice") from the New York Stock Exchange (the "NYSE") indicating that the Company is not in compliance with Section...

The Alkaline Water Company Inc. (the "Company"), the country's largest independent alkaline water company and the Clean Beverage® company, today announced that it received a deficiency letter (the "Letter") on November 21, 2023 from the Listing...

Exicure, Inc. ("Exicure" or the "Company") , announced today it received a notice of non-compliance from Nasdaq Stock Market LLC ("Nasdaq") on November 22, 2023 notifying the Company that, as a result of the Company's failure to timely file its...

On November 20, 2023, CohBar, Inc. (the "Company") was notified by the Listing Qualifications Department (the "Staff") of The Nasdaq Stock Market LLC ("Nasdaq") of its determination pursuant to Nasdaq Listing Rule 5101 that, based upon the Staff's...

Colombier Acquisition Corp. II (the "Company") announced today that it closed its initial public offering of 17,000,000 units, including 2,000,000 units offered pursuant to the exercise of the underwriters' over-allotment option. The upsized...

dynaCERT Inc. (FRA: DMJ) ("dynaCERT" or the "Company") is pleased announce that it has received from Earthood Services Pvt. Ltd., ("Earthood") the final Assessment Report on Methodology for Improved Efficiency of Fleet Vehicles and Combustion...

Fisker Inc. ("Fisker"), driven by a mission to create the world's most emotional and sustainable electric vehicles, today announced that it filed its Q3 2023 10-Q with the Securities and Exchange Commission. The company also announced changes to its...

New Found Gold Corp. ("New Found" or the "Company") announces that in connection with a technical disclosure review by the British Columbia Securities Commission (the "BCSC"), the Company is clarifying certain disclosure related to the Company's...

Colombier Acquisition Corp. II (the "Company," "Colombier II") today announced the pricing of its upsized initial public offering of 15,000,000 units at a price of $10.00 per unit. The units will be listed on the New York Stock Exchange ("NYSE") and...

Fisker Inc. ("Fisker"), driven by a mission to create the world's most emotional and sustainable electric vehicles, today announced that it received a notice from the New York Stock Exchange (the "NYSE") on November 16, 2023 indicating that the...

Near Intelligence, Inc. ("Near" or the "Company"), a privacy-led data intelligence company, announced today that it received a notice (the "Notice") from the Listing Qualifications Staff of the Nasdaq Stock Market LLC ("Nasdaq") on November 16, 2023...

Earlier today, California American Water filed with the California Public Utilities Commission its partial settlement agreement for its statewide General Rate Case to set revenue for 2024 to 2026. The filing memorializes the settlement agreement...

Destra Multi-Alternative Fund (the "Fund" or DMA") announced today that the Fund's Board of Trustees approved an Amended and Restated Declaration of Trust with the addition of a Forum Selection Clause as well as the filing of an 8-K. For more...

Veradigm Inc. announced today that, as expected, it received a notice from Nasdaq indicating that the Company remains noncompliant with Nasdaq Listing Rule 5250(c)(1) because the Company has not filed its Annual Report on Form 10-K for the year...

VIA optronics AG ("VIA" or the "Company"), a leading supplier of interactive display systems and solutions, today announced several updates related to the ongoing internal review of the Company's internal controls and certain compliance incidents,...

MedMen Enterprises Inc. ("MedMen" or the "Company") , a premier cannabis company with operations across the United States, is providing this bi-weekly default status report in accordance with National Policy 12-203 ? Management Cease Trade Orders...

Cutera, Inc. ("Cutera" or the "Company"), a leading provider of aesthetic and dermatology solutions, today announced that Stephana Patton, who joined Cutera on November 13, 2023, as the Chief Legal Officer will receive a grant of inducement awards....

Contango ORE, Inc. ("Contango" or the "Company") announced today that the Company held its annual meeting of stockholders on November 14, 2023 and the following directors were elected to serve until the 2024 annual meeting of stockholders: Brad...

CVD Equipment Corporation , today announced its financial results for the third quarter ended September 30, 2023. Emmanuel Lakios, President and CEO of CVD Equipment Corporation, commented, "As previously communicated, our order and revenue levels...

Mentor Capital, Inc. reported revenue of $8,490,515 for the trailing twelve months or $0.37 per share against a market capitalization of $918,787 at a corresponding share price of $0.041 per share in its quarterly Form 10-Q filing for the third...

UL Solutions Inc. ("UL Solutions") today announced that it has publicly filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission (the "SEC") relating to a proposed initial public offering of its Class A common...

Sky Harbour Group Corporation ("SHG" or the "Company"), an aviation infrastructure company building the first nationwide network of Home-Basing campuses for business aircraft, announced the release of its 2023 3rd quarter financial results in Form...

Lemonade, Inc. today announced that it has filed a shelf registration statement on Form S-3 (the "Shelf Registration") with the Securities and Exchange Commission (the "SEC"). This filing registers our common stock beneficially owned by selling...

ALSP Orchid Acquisition Corporation I (the "Company" or "ALSP Orchid") announced today that it will redeem all of its outstanding Class A ordinary shares (the "Public Shares"), effective as of the close of business on November 14, 2023 or as soon as...

Pennsylvania American Water filed a rate adjustment request today with the Pennsylvania Public Utility Commission reflecting $1 billion in water and wastewater system investments to be made through mid-2025 to continue providing safe and reliable...

Affirm Holdings, Inc. , the payment network that empowers consumers and helps merchants drive growth, today reported financial results for its fiscal 2024 first quarter ended September 30, 2023. The results, which include a shareholder letter...

TXO Partners, L.P. announced today that the Board of Directors of its general partner declared a distribution of $0.52 per common unit for the quarter ended September 30, 2023. The quarterly distribution will be paid on November 27, 2023, to...

Flux Power Holdings, Inc. , a developer of advanced lithium-ion energy storage solutions for electrification of commercial and industrial equipment, today announced a new credit facility with Cleveland Capital L.P. ("CCLP") and provided an update on...

MedMen Enterprises Inc. ("MedMen" or the "Company") , a premier cannabis company with operations across the United States, today announced it expects to be late in filing its financial statements and management's discussion and analysis for the year...

Henry Schein, Inc. , the world's largest provider of health care solutions to office-based dental and medical practitioners, announced today that it will release its third quarter 2023 financial results before the stock market opens on Monday,...

The Allstate Corporation has filed a Form 8-K reporting its financial results for the quarter ended Sept. 30, 2023. You can find the Form 8-K, including the earnings release and investor supplement, on the company's page at sec.gov. These materials...

JPMorgan Chase & Co. ("JPMorgan Chase" or the "Firm") has filed its Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 with the SEC. The report is available on the SEC's website at www.sec.gov and will be available on the Firm's...

Sturm, Ruger & Company, Inc. announced today that for the third quarter of 2023, net sales were $120.9 million and diluted earnings were 42¢ per share. For the corresponding period in 2022, net sales were $139.4 million and diluted earnings were...

Virginia American Water filed a general rate application today with the State Corporation Commission (SCC) requesting recovery of $110 million in capital investments between May 2023 and April 2025, to continue providing safe and reliable service....