News by subject: Filing

Bakkt Holdings, Inc. ("Bakkt") issued the following statement regarding the recently filed amendments to its Form 10-Q for the quarter ended September 30, 2023. On Wednesday, we filed amendments to our Quarterly Report on Form 10-Q for the...

Perfect Moment Ltd. ("Perfect Moment") , a luxury lifestyle brand that combines fashion and technical performance for its ranges of skiwear, outerwear, swimwear and activewear, today announced the pricing of its initial public offering of 1,334,000...

The Allstate Corporation has filed a Form 8-K reporting its financial results for the quarter ended Dec. 31, 2023. You can find the Form 8-K, including the earnings release and investor supplement, on the company's page at sec.gov. These materials...

Ellington Financial Inc. (the "Company") today announced its estimated book value per share of common stock of $13.83 as of December 31, 2023. Cautionary Statement Regarding Forward-Looking Statements Estimated book value per common share is...

Moelis & Company today reported financial results for the fourth quarter and full year ended December 31, 2023. The Firm's fourth quarter GAAP revenues were $214.9 million as compared with $207.2 million in the prior year period. On an Adjusted...

Snap Inc. has filed its Annual Report on Form 10-K for the year ended December 31, 2023, with the Securities and Exchange Commission. The report, which includes Snap Inc.'s audited financial statements, is accessible at investor.snap.com. A...

Revelation Biosciences Inc. (the "Company" or "Revelation"), a life sciences company that is focused on harnessing the power of trained immunity for the prevention and treatment of disease, today announced the closing on February 5, 2024 of its...

Arrowroot Acquisition Corp. , a publicly traded special purpose acquisition company ("Arrowroot") sponsored by affiliates of Arrowroot Capital Management, a 10 year old private equity firm specializing in enterprise software, and iLearningEngines,...

Innventure LLC, an enterprise growth engine ("Innventure"), and Learn CW Investment Corporation, a special purpose acquisition company ("Learn CW"), announced today the filing of a registration statement on Form S-4 (the "Registration Statement")...

SIX Swiss Exchange Ad hoc announcement pursuant to Art. 53 LR ? Logitech International (SIX: LOGN) today announced that on January 25, 2024, it filed with the U.S. Securities and Exchange Commission (SEC) its Quarterly Report on Form 10-Q for the...

New Mountain Finance Corporation (the "Company," "we," "us" or "our") today announced that it has priced an underwritten public offering of $300 million in aggregate principal amount of 6.875% unsecured notes due 2029 (the "Notes"). The Notes will...

As previously disclosed by Alpha and Omega Semiconductor Limited (the "Company"), since late 2019, the Company has been cooperating with the U.S. Department of Justice ("DOJ") in connection with its criminal investigation into the Company's...

Paramount Group, Inc. ("Paramount" or the "Company") announced today that it will file its annual report on Form 10-K for the year ended December 31, 2023 with the U.S. Securities and Exchange Commission and release its fourth quarter 2023 financial...

Visa Inc. today announced its fiscal first quarter 2024 financial results through an earnings release that will be furnished with the Securities and Exchange Commission on a Form 8-K and available on its Investor Relations website at...

Bankwell Financial Group, Inc. reported GAAP net income of $8.5 million, or $1.09 per share for the fourth quarter of 2023, versus $8.0 million, or $1.04 per share, for the same period in 2022. For the year ended 2023, net income totaled $36.7...

FlyBlade (India) Private Limited ("Hunch Mobility" or the "Company"), a leading provider of urban air mobility in the Indian subcontinent, has entered into a definitive business combination agreement with Direct Selling Acquisition Corp. ("DSAQ") , a...

Citizens Financial Group, Inc. today reported fourth quarter and full year 2023 financial results. The earnings press release, investor presentation, and financial supplement are available at http://investor.citizensbank.com. In addition, these...

The Walt Disney Company Board of Directors disclosed its recommended slate of 12 nominees for election at the 2024 Annual Meeting of Shareholders in preliminary proxy materials filed today with the Securities and Exchange Commission. The Board has...

Pagaya Technologies Ltd. ("Pagaya", the "Company" or "we"), a global technology company delivering artificial intelligence infrastructure for the financial ecosystem, today announced several initiatives to enhance the marketability of its stock and...

On January 12, 2024, Ferguson plc (the "Company") filed a Form 8-K with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website...

San Jose Water (SJW), a wholly-owned subsidiary of SJW Group , announced the filing of its 2024 General Rate Case (GRC) application with the California Public Utilities Commission (CPUC) for new rates in 2025, 2026 and 2027. The application...

Starbucks Coffee Company today announced the election of Daniel Servitje, Neal Mohan and Mike Sievert to its Board of Directors. Servitje has served as CEO of Grupo Bimbo since 1997 and as Chairman since 2013. He brings more than 20 years of...

Northern Revival Acquisition Corporation ("NRAC"), a publicly traded special purpose acquisition company, and Braiin Limited, an Australian technology company, filed a registration statement on Form F-4 (the "Registration Statement"), which contains...

  Snap Announces Filing of Form 8-K and Publishes Summary Notice SANTA MONICA, Calif.?Snap Inc. announced today the filing of a Form 8-K with the U.S. Securities and Exchange Commission, pursuant to an Amended Stipulation of Compromise and...

Q4 Inc. ("Q4" or the "Company"), the leading capital markets access platform, today announced that it has filed and is in the process of mailing its management information circular (the "Circular") and related materials for the special meeting (the...

Noventiq Holdings PLC ("Noventiq"), a global digital transformation and cybersecurity solutions and services provider, and Corner Growth Acquisition Corp. ("Corner Growth"), a special purpose acquisition company led by veteran technology investors...

MariaDB plc today announced that it has filed its Annual Report on Form 10-K for the fiscal year ending September 30, 2023 with the SEC. The report is available on the Securities & Exchange Commission's (SEC's) website at https://www.sec.gov and on...

Safe & Green Holdings Corp. ("Safe & Green Holdings" or the "Company"), a leading developer, designer, and fabricator of modular structures for residential, commercial, and point-of-care medicine, today announced the Company has secured a $600,000...

POSaBIT Systems Corporation (the "Company" or "POSaBIT"), a leading provider of payments infrastructure in the cannabis industry, is pleased to announce that it has filed its application to list the Company's common shares (the "Common Shares") on...

MedMen Enterprises Inc. ("MedMen" or the "Company") , a premier cannabis company with operations across the United States, is providing this bi-weekly default status report in accordance with National Policy 12-203 ? Management Cease Trade Orders...

Paychex, Inc. (the "Company," "Paychex," "we," "our," or "us") today announced the following results for the fiscal quarter ended November 30, 2023 (the "second quarter"), as compared to the corresponding prior-year period:     For...

Aspen Insurance Holdings Limited ("Aspen") announced today that it has filed a registration statement on Form F-1 with the U.S. Securities and Exchange Commission ("SEC") relating to a proposed underwritten initial public offering of its ordinary...

Castle Biosciences, Inc. , a company improving health through innovative tests that guide patient care, today announced that on Dec. 18, 2023, the Compensation Committee of its Board of Directors granted restricted stock units (RSUs) to 52 employees...

On November 21, 2023, FOXO Technologies Inc., a Delaware corporation (the "Company"), received an official notice of noncompliance (the "NYSE American Notice") from NYSE Regulation ("NYSE") stating that the Company is not in compliance with NYSE...

ATS Corporation ("ATS" or the "Company"), today announced that the Toronto Stock Exchange ("TSX") has accepted a notice filed by it of its intention to make a normal course issuer bid ("NCIB"). As of December 1, 2023, ATS had a total of 98,899,883...

dMY Squared Technology Group, Inc. (the "Company"), announced today that its previously announced special meeting (the "Special Meeting") will be postponed from 9:30 a.m. Eastern Time on December 13, 2023 to 11:00 a.m. Eastern Time on January 2,...

American Software, Inc. today announced that it filed a Form 10-K/A for the year ended April 30, 2023 and Form 10-Q/A for the three month period ended July 31, 2023 related to a material weakness in its internal control over financial reporting....

Quectel Wireless Solutions, a global IoT solutions provider, is pleased to announce a major milestone for its satellite communication module, CC200A-LB, which has recently secured global certifications from leading authorities, including CE, FCC, IC,...

The Cannabist Company Holdings Inc. (NEO: CBST) ("The Cannabist Company" or the "Company"), one of the largest and most experienced cultivators, manufacturers, and retailers of cannabis products in the U.S., announced today it has been approved by...

Corporación Inmobiliaria Vesta, S.A.B. de C.V. ("Vesta") , a fully-integrated, internally managed real estate company that owns, manages, develops and leases industrial properties in Mexico, announced today that it has priced its underwritten public...

Capstone Green Energy Holdings, Inc. (the "Company"), the public successor to Capstone Green Energy Corporation (Predecessor Capstone), announced the successful completion of the restructuring of the Capstone business and emergence from Chapter 11...

Sigma Additive Solutions, Inc. ("Sigma", "we," "our," or the "Company"), a provider of quality assurance software to the commercial 3D printing industry, today announced that its definitive proxy statement (the "Proxy Statement") relating to the...

On December 6, 2023, Ferguson plc (the "Company") filed a Form 10-Q with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website...

Li-Cycle Holdings Corp. ("Li-Cycle" or the "Company"), a leading global lithium-ion battery resource recovery company, today acknowledged regulatory filings made yesterday in the United States and Canada by Glencore plc and its affiliates (together,...

Powerbridge Technologies Co., Ltd. (the "Company" or "PBTS"), a provider of multi-industry technology solutions, today announced that it has received a notification letter (the "Notification Letter") from the Nasdaq Stock Market LLC (the "Nasdaq")...

Pinstripes, Inc. ("Pinstripes," or "the Company"), a best-in-class experiential dining and entertainment brand combining bistro, bowling, bocce and private event space, and Banyan Acquisition Corporation ("Banyan") , a publicly traded special purpose...

Vertex Energy, Inc. ("Vertex" or the "Company"), a leading specialty refiner and marketer of high-quality refined products, today announced that Vertex Refining Alabama LLC, the owner and operator of the Mobile Refinery, located in Mobile, Alabama,...

On December 4, 2023, Ferguson plc (the "Company") filed a Form 8-K with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website...

On December 1, 2023, Ferguson plc (the "Company") filed a Form S-8 with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website...

Vroom, Inc. , ("Vroom" or the "Company) a leading e-commerce platform for buying and selling used vehicles, today announced it has filed a prospectus supplement with the U.S. Securities and Exchange Commission (the "SEC") under which it may offer and...