ASC alleges former Edmonton resident Shane Courtney Ward breached Alberta securities laws
CALGARY, AB, June 5, 2020 /CNW/ - The Alberta Securities Commission (ASC) has issued a Notice of Hearing alleging that Shane Courtney Ward (Ward) engaged in illegal distributions, made misrepresentations to investors and perpetrated a fraud by misappropriating investor funds for personal use and/or other unauthorized uses.
According to the Notice of Hearing, Ward, operating under the trade name Engineered Wealth, raised $819,000 from investors and committed the alleged breaches between February 2011 and April 2018.
The allegations have not been proven.
An appearance to set a date for a hearing will be held on July 8, 2020 at 2 p.m.
The ASC is the regulatory agency responsible for administering the province's securities laws. It is entrusted with fostering a fair and efficient capital market in Alberta and with protecting investors. As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets.
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